
Bloomberg’s Vault is an integrated compliance and surveillance solution designed to help global financial services firms meet their regulatory obligations and business standards.
Vendor
Zendesk Sell
Company Website
Vault enables firms to capture, control, archive, reconstruct, and analyze their e-communication, trade, and voice data across the entire trading life cycle, both in real-time and historically.
Key Features of Bloomberg Vault - Superior Data Capture: Aggregates data from Bloomberg and corporate sources, including trade, voice, and e-communications, ensuring comprehensive coverage. - Real-Time Monitoring: Provides real-time surveillance for Bloomberg data and near real-time for certain third-party data sources. - E-Communications Archive: Delivers write-once, read-many (WORM) storage for e-communications, including emails, instant messaging, and social media, with customizable retention periods. - E-Communications Surveillance: Generates alerts across datasets to proactively identify potential risks, with customizable policies to reduce false positives. - Search & e-Discovery: Expedites regulatory audits and legal investigations by quickly locating, compiling, and analyzing records using advanced search capabilities. - Trade Archive & Reconstruction: Offers a consolidated view of trade records from multiple order management systems, enabling timely trade reconstruction. - Administrative & Preventative Controls: Provides governance tools to oversee users, groups, and policies, incorporating data loss protection and real-time information barriers.
Benefits - Risk Mitigation: Helps mitigate regulatory risks such as market abuse and misconduct. - Operational Efficiency: Streamlines compliance workflows, reducing the need for multiple systems and manual processes. - Regulatory Compliance: Ensures adherence to global regulatory standards, including MiFID II, Dodd-Frank, and MAR.
Bloomberg Vault is a robust solution that enhances compliance and surveillance capabilities, helping firms manage their regulatory obligations efficiently and effectively.